Hero compliance kyc

Know Your Client (KYC)

Key Benefits

  • Improves risk visibility by centralizing all client reputational, legal, and financial information into a single profile

  • Reduces administrative burden by automating the process of assessing clients in a single platform instead of spreadsheets

  • Reduces cost by enabling organizations to assess their third-party vendors, suppliers, and clients in the same solution

  • Reduces the time required to meet FINRA compliance reporting requirements with centralized assessment, monitoring and evidence management

Key Features

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    Comprehensive Client Risk Profiles

    Build comprehensive profiles that centralize client firmographic information, CPI scores, Modern Slavery statements, as well as operational, reputational, legal, sanctions, and financial insights for a holistic view of client risk.

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    Inherent Risk Scoring

    Use a simple assessment with clear scoring to track and quantify inherent risks for all new clients.

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    Due Diligence Assessment

    Leverage a dedicated anti-bribery and corruption (ABAC) and anti-money laundering (AML) risk assessment to simplify FINRA compliance reporting requirements.

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    Reputation & Sanctions Monitoring

    Access qualitative insights from over 550,000 public and private sources of reputational information, including negative news, regulatory and legal actions, sanctions, adverse media, OFAC violations, conflicts of interest and more.

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    Financial Governance & Transparency Monitoring

    Tap into financial information from a network of millions of businesses across 160+ countries. Access 5 years of organizational changes and financial performance, including turnover, profit and loss, shareholder funds, and more.

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    Politically Exposed Persons (PEP) Screening

    Screen against a global PEP database with access to over 1.8 million politically exposed person profiles, including families and associates, to instantly identify potential leadership risks.

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    State-Owned Enterprises Screening

    Screen for state-owned and government-linked enterprises to avoid conflicts of interest.

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    Client Operational Monitoring

    Examine operational information, including M&A activity, business news, management and leadership changes, competitive news, new offerings, operational updates, and more.

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    Document & Evidence Management

    Store client documentation for dialogue and attestation. Leverage built-in automated document analysis based on AWS natural language processing and machine learning analytics to confirm key criteria are addressed.

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    Central Risk Register

    Normalize, correlate and analyze assessment results and continuous monitoring intelligence for unified risk reporting.

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    Risk Reporting

    Meet complex regulatory reporting requirements with built-in report templates.

 Case study finance

"We have had an excellent experience, the team is very responsive and the product provides us with functionality we need."

— Large Financial Services Firm

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